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Backflow Prevention Certification Exam

Regulations & Codes Practice Questions

30 practice questions with detailed explanations — aligned to the Backflow Prevention Certification Exam.

  1. Q1.Which organization publishes the standard field test procedures for backflow prevention devices (ASSE 5013)?

    A.American Society of Sanitary Engineering
    B.American Water Works Association
    C.University of Southern California Foundation
    D.Environmental Protection Agency
    AAmerican Society of Sanitary Engineering

    Explanation: ASSE 5013 is the field test standard published by the American Society of Sanitary Engineering. This standard establishes uniform test procedures that certified testers must follow to verify backflow device functionality.

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  2. Q2.How frequently must backflow prevention devices be tested according to most state regulations?

    A.Every 6 months
    B.Annually
    C.Every 2 years
    D.Every 5 years
    BAnnually

    Explanation: Most jurisdictions require annual testing of backflow prevention assemblies to ensure continued protection. Test frequency may be more frequent in high-hazard applications or based on local authority requirements.

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  3. Q3.Who is legally permitted to perform and certify backflow prevention device tests?

    A.Any licensed plumber
    B.Certified backflow prevention device testers only
    C.Any water utility employee
    D.Building inspectors with general knowledge
    BCertified backflow prevention device testers only

    Explanation: Only testers certified by an approved certifying organization are permitted to perform and certify backflow device tests. Certification ensures testers understand proper procedures and can generate legally valid test reports.

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  4. Q4.Which of the following MUST be included on an official backflow prevention device test report?

    A.Tester's personal opinions about the property
    B.Device make, model, size, serial number, and test date
    C.Estimated cost of future repairs
    D.Property owner's home phone number
    BDevice make, model, size, serial number, and test date

    Explanation: Test reports must include specific technical information: assembly type, make, model, size, serial number, location, test date, all pressure readings, pass/fail results, tester name and certification number, and any repair actions taken.

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  5. Q5.Where must the backflow prevention device test report be filed after testing is completed?

    A.Filed with the property owner only
    B.With the local water purveyor or Authority Having Jurisdiction
    C.Kept in the tester's office indefinitely
    D.Destroyed after 30 days per privacy regulations
    BWith the local water purveyor or Authority Having Jurisdiction

    Explanation: Test reports must be filed with the water purveyor (public or private entity supplying water) or AHJ (typically the local water utility or health department). This maintains records of compliance with backflow prevention requirements.

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  6. Q6.What action must be taken when a backflow prevention device fails its annual test?

    A.Device can remain in service for 6 more months
    B.Device must be repaired and retested before returning to service
    C.Owner may continue using the system at own risk
    D.Device should be bypassed until next year's test
    BDevice must be repaired and retested before returning to service

    Explanation: A failed device must be repaired and retested to verify compliance before returning to service. The tester must notify the water purveyor of any failed tests, and the device cannot legally remain in service.

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  7. Q7.Which ASSE standard specifies the requirements for Reduced Pressure Principle (RPZ) assemblies?

    A.ASSE 1015
    B.ASSE 1020
    C.ASSE 1013
    D.ASSE 5013
    CASSE 1013

    Explanation: ASSE 1013 is the product standard for RPZ assemblies used in high-hazard (health hazard) applications. ASSE 1015 covers double check valves, ASSE 1020 covers PVBs, and ASSE 5013 covers field test procedures.

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  8. Q8.What is required for a backflow prevention device to be considered 'approved' by regulatory authorities?

    A.Manufacturer claims it works
    B.Listed by ASSE, USC, or a state-approved testing organization
    C.Device appears to be in good condition
    D.Any device that holds back pressure
    BListed by ASSE, USC, or a state-approved testing organization

    Explanation: Only devices that have been tested and listed by ASSE, the USC Foundation, or other state-approved certifying organizations are approved. This ensures the device meets rigorous performance standards.

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  9. Q9.Where must a Pressure Vacuum Breaker (PVB) be installed according to installation requirements?

    A.Anywhere below the highest downstream outlet
    B.Above the highest downstream outlet
    C.At ground level for drainage purposes
    D.Inside the building wall cavity
    BAbove the highest downstream outlet

    Explanation: PVBs must be installed above the highest downstream outlet to function properly. If installed below, backpressure could prevent the air inlet valve from opening, eliminating backflow protection.

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  10. Q10.A PVB device should NOT be used in which situation?

    A.For irrigation systems
    B.Where the assembly could be subject to continuous backpressure
    C.For low-hazard cross-connections
    D.Above all downstream outlets
    BWhere the assembly could be subject to continuous backpressure

    Explanation: PVBs cannot be used where continuous backpressure exists because the air inlet would remain closed, disabling the backflow protection. RPZ assemblies must be used in high-pressure backflow scenarios.

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  11. Q11.What is the minimum size requirement for an air gap in a backflow prevention system?

    A.1/2 inch minimum
    B.1 inch minimum or 2x the diameter of the supply outlet, whichever is greater
    C.Equal to the supply line diameter
    D.3 inches minimum
    B1 inch minimum or 2x the diameter of the supply outlet, whichever is greater

    Explanation: Air gaps must be at least 1 inch minimum or 2 times the diameter of the supply outlet, whichever is greater. This physical separation prevents backflow by making it impossible for contaminated water to reach the supply.

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  12. Q12.According to regulations, backflow prevention devices must be installed in which locations?

    A.Hidden in walls for aesthetics
    B.In accessible locations for testing and maintenance
    C.Behind closed cabinet doors
    D.Underground below frost line
    BIn accessible locations for testing and maintenance

    Explanation: Assemblies must be installed in accessible locations to allow for periodic testing, maintenance, and inspection. This accessibility requirement ensures devices can be properly serviced throughout their lifecycle.

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  13. Q13.A Double Check (DC) valve is appropriate for protecting against which type of hazard?

    A.High hazard with health hazard potential
    B.Low hazard (non-health hazard) cross-connections
    C.All hazard levels equally
    D.Fire suppression systems only
    BLow hazard (non-health hazard) cross-connections

    Explanation: DC valves are approved for low-hazard (non-health hazard) applications. For high-hazard situations involving potential health hazards, an RPZ or air gap is required instead.

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  14. Q14.An RPZ or air gap is required for which category of cross-connection?

    A.Low-hazard irrigation systems
    B.High-hazard cross-connections involving health hazards
    C.Indoor potable water supplies only
    D.Landscape sprinkler systems
    BHigh-hazard cross-connections involving health hazards

    Explanation: RPZ assemblies or air gaps are mandatory for high-hazard (health hazard) cross-connections such as medical waste, sewage, or chemical connections. These provide the highest level of protection.

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  15. Q15.If state regulations require backflow prevention but do not specify annual testing, what do most water purveyors require?

    A.No testing is necessary
    B.Testing every 3 years
    C.Annual testing regardless
    D.Testing every 10 years
    CAnnual testing regardless

    Explanation: Even when state law is silent, most water purveyors require annual testing as the industry standard and best practice. This ensures ongoing protection against cross-contamination.

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  16. Q16.Who is responsible for maintaining records of backflow prevention device testing?

    A.The tester has no responsibility to keep records
    B.The water purveyor and property owner must maintain records
    C.Only the property owner needs records
    D.Records should be destroyed after the test
    BThe water purveyor and property owner must maintain records

    Explanation: Both the water purveyor and property owner should maintain test records to demonstrate compliance history. These records are essential for regulatory audits and establishing maintenance patterns.

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  17. Q17.What certifying organization established the USC standard for backflow prevention?

    A.United States Congress
    B.University of Southern California Foundation for Cross-Connection Control
    C.Urban Sanitation Commission
    D.Utilities Services Corporation
    BUniversity of Southern California Foundation for Cross-Connection Control

    Explanation: The USC Foundation (University of Southern California) developed widely-used backflow prevention standards and operates a major certification program. USC standards are recognized and approved in many states.

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  18. Q18.For new commercial construction, when must a backflow prevention device be installed?

    A.After the first year of operation
    B.Before the system is put into service
    C.During annual inspections
    D.Only if problems occur
    BBefore the system is put into service

    Explanation: Backflow prevention devices must be installed before new systems are put into service to prevent contamination from day one. Waiting until issues arise violates building codes and water regulations.

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  19. Q19.An existing low-hazard assembly is being used in a newly identified high-hazard application. What is required?

    A.The assembly can continue in service
    B.The assembly must be upgraded to an RPZ or air gap
    C.Testing frequency should increase to twice yearly
    D.No action is necessary
    BThe assembly must be upgraded to an RPZ or air gap

    Explanation: When a hazard level increases from low to high (health hazard), the assembly must be upgraded to provide the required level of protection. A DC valve is insufficient for high-hazard scenarios.

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  20. Q20.Which action is a certified backflow tester NOT permitted to perform?

    A.Perform field tests using proper procedures
    B.Adjust relief valve spring tension to pass failed tests
    C.Document test results accurately
    D.Report failed assemblies to the water purveyor
    BAdjust relief valve spring tension to pass failed tests

    Explanation: Testers cannot adjust or modify device components to artificially achieve passing results. This would compromise the integrity of the test. Devices that fail must be reported and repaired by qualified technicians.

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  21. Q21.What is the primary responsibility of the Authority Having Jurisdiction (AHJ) regarding backflow prevention?

    A.To manufacture backflow devices
    B.To enforce backflow prevention requirements and verify compliance
    C.To repair failed devices
    D.To set prices for device purchases
    BTo enforce backflow prevention requirements and verify compliance

    Explanation: The AHJ (typically local water utility or health department) enforces backflow prevention regulations, verifies compliance through test reports, and takes action against non-compliant properties.

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  22. Q22.Which type of property typically requires backflow prevention?

    A.Single-family homes with no hazards
    B.Industrial, commercial, multi-family, and high-hazard residential properties
    C.Only large hospitals
    D.Properties with visible water leaks
    BIndustrial, commercial, multi-family, and high-hazard residential properties

    Explanation: Industrial, commercial, multi-family (apartments), and high-hazard residential properties require backflow prevention. Single-family homes generally need protection only if they have specific cross-connections.

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  23. Q23.According to ASSE standards, what is the acceptable range for Check #1 pressure reading on an RPZ during testing?

    A.0 to 1 PSI above Check #2
    B.1 to 3 PSI above Check #2
    C.5 to 10 PSI above Check #2
    D.Any pressure greater than 0 PSI
    A0 to 1 PSI above Check #2

    Explanation: Check #1 must hold at least 0.5 PSI above Check #2, but should typically read 1 to 2 PSI above in normal operation. Readings outside the acceptable range indicate potential check valve issues.

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  24. Q24.What document is used to verify that a tester is certified to perform backflow device testing?

    A.General plumbing license
    B.Backflow prevention device certification card from an approved certifying organization
    C.Driver's license
    D.Business registration only
    BBackflow prevention device certification card from an approved certifying organization

    Explanation: A current certification card from an approved certifying organization (ASSE, USC, or state-recognized program) is required evidence that a tester is qualified. The card must be presented to the water purveyor with test reports.

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  25. Q25.A water purveyor discovers that a property owner has bypassed an installed backflow prevention device. What is the likely regulatory consequence?

    A.Property owner receives a warning letter only
    B.Water service may be discontinued and fines levied
    C.Device must be removed from the property
    D.No action is typically taken
    BWater service may be discontinued and fines levied

    Explanation: Bypassing or disabling a required backflow prevention device is a serious code violation. Water purveyors have authority to discontinue service, impose fines, and require immediate compliance.

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  26. Q26.Which of the following accurately describes the relationship between ASSE and state backflow requirements?

    A.States ignore ASSE standards completely
    B.States typically adopt ASSE standards as minimum requirements and may add stricter provisions
    C.ASSE standards override state requirements
    D.States are prohibited from exceeding ASSE standards
    BStates typically adopt ASSE standards as minimum requirements and may add stricter provisions

    Explanation: States commonly adopt ASSE standards as the baseline for backflow prevention but often establish additional or stricter requirements. ASSE standards represent minimums, not maximums.

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  27. Q27.What is the proper response when a tester discovers an unapproved backflow prevention device already installed on a property?

    A.Test and approve it if it appears functional
    B.Report it to the water purveyor; the property must upgrade to an approved device
    C.Ignore it and test any other approved devices
    D.Allow it to remain in service indefinitely
    BReport it to the water purveyor; the property must upgrade to an approved device

    Explanation: Unapproved devices do not meet regulatory standards and cannot be certified. The tester must report the finding to the AHJ, and the property must upgrade to an ASSE, USC, or state-listed device.

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  28. Q28.How long should test reports typically be retained by the property owner for regulatory compliance?

    A.6 months only
    B.1 year only
    C.At least 3-5 years or as required by local AHJ
    D.Reports should be destroyed immediately
    CAt least 3-5 years or as required by local AHJ

    Explanation: Most jurisdictions require retaining test reports for 3-5 years or indefinitely. This documentation demonstrates ongoing compliance history and is essential for regulatory audits.

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  29. Q29.When a certified tester fails a backflow prevention device, the tester's primary responsibility is to:

    A.Repair the device immediately
    B.Notify the water purveyor/AHJ of the failure in writing
    C.Allow the property to continue operation at reduced pressure
    D.Recommend the owner ignore the failure
    BNotify the water purveyor/AHJ of the failure in writing

    Explanation: The tester must notify the water purveyor or AHJ in writing of any failed device. This triggers regulatory action requiring the property owner to repair and retest the device.

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  30. Q30.Which standard applies specifically to Double Check Valve (DC) assembly requirements?

    A.ASSE 1013
    B.ASSE 1020
    C.ASSE 1015
    D.ASSE 5013
    CASSE 1015

    Explanation: ASSE 1015 is the product standard for Double Check Valve assemblies used in low-hazard applications. This standard establishes the design, performance, and testing requirements for DC devices.

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